Law Firm,llc


The Dec Law Firm, LLC helps investors by providing trust services and the recovery of investors' financial losses that are due to the wrongful acts of their financial advisor and brokerage firm.  These wrongful acts may include more than one of the following:

  • Unsuitability
  • Churning
  • Unauthorized Trading
  • Misrepresentations and Omissions
  • Overleveraging
  • Order Failure
  • Negligence
  • Breach of Fiduciary Duty
  • Failure to Supervise
  • Selling Away
  • Unregistered Broker or Security
  • ​Fraud
  • Breach of Contract​

Most brokerage agreements contain an arbitration clause.  As such, nearly all disputes between a customer and  a broker and/or the brokerage firm must be submitted to FINRA arbitration. 


The FINRA arbitration process is very specialized.  It has its own unique set of procedures and rules.  Make sure your attorney understands these procedures and rules before engaging them for representation.